Brochure VTB Capital

JSC VTB Capital is regulated by the Central Bank of Russia – License for brokerage activity # 045-11463-100000 issued by the FFMS of Russia on July 31, 2008. VTB Capital Plc is authorised by the Prudential Regulation AuthorityandregulatedbytheFinancialConductAuthorityandthePrudentialRegulationAuthority intheUnitedKingdomand inSingaporebytheMonetaryAuthorityofSingapore.VTBCapitalHongKongLimited is licensed by the Securities and Futures Commission in Hong Kong. VTB Capital plc is a bank incorporated in England &Wales (registration no. 159752). VTB Capital Inc. is licensed and regulated in the United States by the Financial ServicesRegulatoryAuthority (“FINRA”)andby theUSSecuritiesandSecuritiesandExchangeCommission (“SEC”).VTBCapitalplcand itsaffiliatesarepartof the investmentbusinessof JSCVTBBank. Thisdocument isconfidential,andnopartof itmaybe reproduced,distributedor transmittedwithout thepriorwrittenpermissionofappropriateVTBCapital legalentity. JSC VTB Capital Asset management (license of the of the FCSM of No. 21-000-1-00059 dd. 06.03.2002 for management of investment funds, unit investment funds and non-governmental pension funds without limitation of the period of validity; license of the Federal Financial Markets Service of Russia No. 045-10038-001000 for securities management. The following funds are under management of JSC VTB Capital Asset management: Open-end investment fund of shares “VTB – Equity Fund” (the Fund's rules are registered by FSFM of Russia on 13.09.2007, № 0968-94131582); Open-end investment fund of shares “VTB – Global Dividends Fund” (the Fund's rules are registered by Federal Securities Commission of Russia on 26.02.2003, №0090-59893176 ); Open-end investment fund of bonds “VTB – Eurobonds Fund” (the Fund's rules are registered by FSFM of Russia on 13.09.2007, № 0963-94130861); Open-end investment fund of bonds “VTB – Emerging Markets Eurobonds Fund” (the Fund's rules are registered by FSFM of Russia on 13.09.2007, № 0958-94130789); Open-end investment fundofbonds“VTB–TreasuryFund” (theFund's rulesare registeredbyFederalSecuritiesCommissionofRussiaon26.02.2003,№0089-59893097). Thevalueof investmentsmay fluctuate,pastperformance isnot indicativeof futureresults,VTBCapitalAssetmanagementdoesnotassumeadutytoupdatethe informationcontainedhereinandtheRussiangovernment does not guarantee a return on investment in mutual funds. Before acquiring fund units, carefully read the fund management rules. Foreign securities, which are not publicly listed and/or not transferable in Russia, and foreign financial instruments, which are no securities, may not be offered to unlimited number of investors or not qualified investors and may only be purchased and/or redeemed by qualified investors. You may obtain additional information on the Funds and get acquainted with the Funds rules and other documents provided for by the Federal Law on Investment Funds and regulatory legal acts of the executive federal authority on the securitiesmarketat theaddress:10Presnenskayaemb.,Moscow123112,Russia,phone8-800-700-44-04 (toll-freewithinRussia),atoneof the retailagentofficesoronourweb-site :http://www.vtbcapital-am.ru *Asof30Sept2017basedon2008–2017YTD results VTB Capital selected deals: Total transactions: over 740* Sole Financial Advisor and Sole Financing Bank Take Private of Polyus Gold International 2015 Polyus Gold Circa USD 9 billion Joint Bookrunner High Yield Bond Issues 2016, 2015 HNA Group USD 473million Financial Advisor Merger of Uralkrali and Silvinit 2011 Uralkali USD 23.9 billion Joint Bookrunner Initial Public Offering 2010 UC RUSAL USD 2.24 billion Joint Bookrunner Initial Public Offering 2012 Megafon USD 1.8 billion Exclusive Financial Advisor Acquisition of 100% in Ivanovo Baby Food 2015 The Kraft Heinz Company Undisclosed Joint Global Coordinator and Stabilization Manager Initial Public Offering 2013 Moscow Exchange RUB 15 billion Joint Bookrunner and Joint Lead Manager High Yield Bond Issue 2014 Beijing Capital CNH 1 billion Joint Bookrunner Sovereign Bond Issues 2016, 2014 Republic of Cyprus EUR 1.75 billion Joint Global Coordinator and Joint Bookrunner Accelerated Book Build Offerings 2015 LENTA USD 275million USD 225million 2016 Financial Advisor Acquisition of 100%of Tertir YildirimGroup EUR 335million Joint Global Coordinator and Joint Bookrunner Initial and Follow-on Offerings 2016, 2013 ALROSA USD 1.3 billion and USD 812million Joint Financial Advisor Advisor to BidCo re take Private of ENRC 2013 ENRC USD 4.75 billion Agent of the FASPM Privatization of 50.1%share capital 2016 Bashneft USD 5.3 billion 2017 Sole Lead Manager and Sole Bookrunner Sovereign Eurobond Ministry of Finance of the Russian Federation USD 6 billion Sole Financial Advisor to EGFL Sale of 98%of Essar Oil Limited 2017 Essar Oil Limited USD 12.9 billion Global Coordinator and Bookrunner Eurobond Issue and Tender Offer 2017 Metalloinvest USD 800million and USD 667million Joint Lead Manager and Joint Bookrunner Sukuk issue 2017 Damac Properties USD 500million Lead Arranger Local Exchange Bond 2017 Rosneft RUB 40 billion Financial Advisor Acquisition of 65% in Kumport (in consortiumwith COSCO and CIC) ChinaMerchants Holdings (International) USD 940million 2015 Joint Global Coordinator, Joint Lead Manager and Bookrunner High Yield Bond Issues 2017, 2014 Logan Property Holdings USD 750million Joint Bookrunner and Joint Lead Manager High Yield Bond Issues 2017, 2015 China SCE Property Holdings USD 650million Joint Global Coordinator and Joint Bookrunner Accelerated Bookbuild Offering 2017 PhosAgro USD 250million 2017 Joint Bookrunner Initial Public Offering Global Ports Holding USD 229million Financial Advisor Acquisition of a 14.16%stake in Rosneft fromGlencore and Qatar Investment Authority Pending CEFC China Energy USD 9.1 billion

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